Who iS OSAIC?
Our broker-dealer, Osaic is an independent wealth management firm that provides us with back office, technology, regulatory, and operational support. Founded in 2016, Osaic is driven by a strong philosophy that independence is the key to fulfilling sound investment decisions. Our affiliation with the firm empowers us to put your interests first.
Osaic is part of one of the nation’s largest networks of independent financial advisors and a Registered Investment Advisor, member FINRA and SIPC. Osaic is one of the largest independent wealth management networks in the industry. The firm has more than 10,500 affiliated independent financial advisors with over $500 billion+ in assets under administration.
Headquartered in Oakdale, MN. Woodbury employs a client-driven approach focused on meeting the unique demands of businesses and individuals. For more information visit https://osaic.com/
Who is Pershing?
For your protection, your brokerage account assets are held at our clearing firm, Pershing LLC, a completely separate and independent entity.
Pershing (member FINRA, NYSE, and SIPC), is a subsidiary of The Bank of New York Mellon Corporation, the nation’s oldest continuously operating bank.
Pershing brings together 85 years of high-touch service, an open digital platform and the BNY Mellon enterprise to deliver a differentiated experience for every client. Learn more about how we are personally invested in our clients’ success.
Pershing is a leading provider of global financial services to institutions, corporations, and high-net-worth individuals, and custodies $2.5 trillion in global client assets. * (Pershing LLC & it’s global affiliates, 12/31/23). For more information visit https://www.pershing.com/.
